Concepts of a Latvian-Lithuanian State: Dissertation Grant Report from James Montgomery Baxenfield

Sep 29, 2024

AABS is pleased to recognize James Montgomery Baxenfield for the completion of the grant associated with his dissertation about the modern intellectual history of establishing a Latvian-Lithuanian state, for which he received the AABS Dissertation Grant in the 2023-2024 cycle.

A man wearing a black sweater

©James Montgomery Baxenfield, 2024

James Montgomery Baxenfield is a Junior Research Fellow and doctoral candidate in the field of history at Tallinn University. The main focus of his research is the idea of establishing a Latvian-Lithuanian state, which he examines in his dissertation “Footnotes to the Past: The Unrealised Idea of a Latvian-Lithuanian State, 1884–1984.” Baxenfield was a guest co-editor of the Acta Historica Tallinnensia 2022 special issue “Recognition: de facto and de jure” that marked the centenary of Estonian, Latvian, and Lithuanian diplomatic recognition by the United States of America. He was a 2022 recipient of the AABS Baumanis Grant for Creative Projects in Baltic Studies.

 

The Impact of an Award: Report from James Montgomery Baxenfield

After the completion of his grant, James Montgomery Baxenfield submitted a reflection to AABS.
We thank him for his permission to publish his thoughts, which have been lightly edited.

 

My doctoral dissertation examines the idea of establishing a Latvian-Lithuanian state over the course of a century, from 1884 to 1984. During the course of my research, I have divided this phenomenon into three distinct periods: the Šliūpas era (1884–1919), the interwar period (1920–1940), and the Bračs era (1941–1984). The first period is named after Jonas Šliūpas (1861–1944), a prominent historical personality of the Lithuanian national awakening who is most associated with the idea. The final period is named after Jūlijs Bračs (1909–1984), a schoolteacher and historian from Latvia who attempted to revive the idea of a common state following the Second World War. The Dissertation Grant for Graduate Students that I received from AABS for the 2023/2024 academic year was used to undertake archival research in Riga and Vilnius to investigate the interwar period and how Šliūpas conception of a Latvian-Lithuanian republic transformed into Bračs ideal of a common country called Aistija.

Specifically, the grant was used to conduct research at the Latvian State Historical Archives (Latvijas Valsts vēstures arhīvs, LVVA) and the Lithuanian Central State Archives (Lietuvos Centrinis Valstybės Archyvas, LCVA) between late July and early September 2023. The purpose of the archival research was to examine the activities of interwar Latvian and Lithuanian rapprochement societies which acted like an incubator for the idea of a common state during the first period of independence. From 24 July to 14 August, research at LVVA in Riga focused on the papers of the Latvian-Lithuanian Unity Society (Latviešu-lietuviešu vienotības biedrība, LLV Riga), established in 1921. Subsequently, 15 August to 7 September were spent in Vilnius, primarily examining the papers of the Lithuanian-Latvian Unity Society (Lietuvių-latvių vienybės draugiją, LLV Kaunas), founded in the interwar provisional capital in 1923. Bračs was a member of LLV Riga, becoming one of the final board members shortly before the first Soviet occupation of the Baltic states in 1940. The main purpose of these rapprochement societies was to foster good relations and promote collaboration between the two nations, some members were inclined towards the idea of federation or even a common state. Šliūpas was periodically involved with the activities of both LLV Riga and LLV Kaunas, sometimes attending congresses as an honoured guest and presenting revisions of his idea of a Lithuanian-Latvian republic.

Latvian-Lithuanian Unity Society Statute, Riga (1921)

Latvian-Lithuanian Unity Society Statute, Riga (1921)

A woman stands in a red stone castle window

Naujas žodis [New Word] magazine (1927)

‘We are one nation!”

Researching the documentation of LLV Kaunas and LLV Riga was integral to understanding how a notion found predominantly among Lithuanian émigrés prior to the interwar period briefly reemerged as a nascent Latvian exile movement following the Second World War. The archival sources examined at LCVA and LVVA were also instrumental in identifying broader political and societal factors that effectively resulted in the Latvian and Lithuanian rapprochement societies providing incubation for this marginal yet perennial idea. Records of presentations at congresses were particularly enlightening concerning efforts to devise a common history. Besides identifying allusions to a common state in the papers of LLV Kaunas and LLV Riga, examining the documentation also facilitated gaining a better understanding of individuals involved with broader rapprochement activities in the Baltic region, including interactions with Estonians.

A direct result of the archival work undertaken with the AABS Dissertation Grant, was revisiting the Dr. Jonas Šliūpas Archive (Aušrininko dr. Jono Šliūpo archyvą) at Vilnius University Šiauliai Academy, one of the first places I undertook archival research at the beginning of my PhD. More specifically, the information obtained from LCVA and LVVA prompted me to return to the Šliūpas Archive to re-examine the extensive records of correspondence for individuals connected to LLV Riga and LLV Kaunas. Initially a two-week visit, from 13–24 November, was undertaken with financial support from the Tallinn University School of Humanities Research Fund. After attending a conference in Valmiera, I undertook an independently funded extended visit to the Šliūpas Archive during December 2023 and January 2024. Having completed all components of the PhD, apart from the dissertation, February to June 2024 was spent writing at Vytautas Magnus University while on an Erasmus+ exchange. Defence of the research is anticipated early within the current academic year.

Interwar postcard from A. Ošiņš and P. Mantnieks, Riga

Interwar postcard from A. Ošiņš and P. Mantnieks, Riga

The AABS Dissertation Grant was invaluable as it afforded me the opportunity to visit LCVA and LVVA for extended periods of archival research. This was particularly beneficial as my initial plans for archival research was disrupted due to the Coronavirus pandemic lockdowns and travel restrictions in previous years. Moreover, the extended stays in Riga and Vilnius allowed me the time to visit libraries to consult secondary sources outside of the working hours of the archives. During this period, I was also able to visit several museums and historic locations that helped to contextualise aspects of the research and my understanding of Latvian and Lithuanian history in general.

– James Montgomery Baxenfield, 2024

James Montgomery Baxenfield

What is the Dissertation Grant?

AABS Dissertation Grants for Graduate Students are grants of up to $4,000 to support doctoral dissertation research and write-up in any field of Baltic Studies. Funds may be used for travel to research site, equipment, duplication or other needs as specified. Proposals are evaluated according to the scholarly potential of the applicant, and the quality and scholarly importance of the proposed work, especially to the development of Baltic Studies.

The application deadline for academic year 2024-2025 has passed. Award notifications were made in spring 2024.

Concepts of a Latvian-Lithuanian State: Dissertation Grant Report from James Montgomery Baxenfield

AABS is pleased to recognize James Montgomery Baxenfield for the completion of the grant associated with his dissertation about the modern intellectual history of establishing a Latvian-Lithuanian state, for which he received the AABS Dissertation Grant in the...

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